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Protection and
Use of Patient Information
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Part 1 - Background and main provisions of
the Act Section A - schedule 1 (the data protection
principles) Section B - schedule 2
(conditions relevant for the
purposes of the first principle: processing of any personal
data) Section C - schedule 3
(conditions relevant for the purposes of
the first principle: processing of sensitive personal data)
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Part 2
- Transitional Provisions
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Part 3 - Rights of Access to Personal
Data
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Part 4 - Notification and Security
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Part 5 - Sources of
further information
PART 1 - BACKGROUND AND MAIN PROVISIONS OF
THE 1998 ACT
The main provisions of the Act come in
to force on 1 March 2000. Although there are similarities between this Act
and the Data Protection Act 1984 there are some important
differences.
Key differences include:
- the Act now
covers certain types of manual records (including all health records) as
well as electronic records. There are transitional arrangements concerning
manual records between now and 2007;
- the definition of
"processing" is wider than that in the 1984 Act, and includes the concepts
of obtaining, storing and disclosing data. Most actions involving data,
including storage, will be included within this definition;
-
although both the 1984 and 1998 Act include eight Data Protection
Principles the nature of the principles differs between the two
Acts;
- the Access to Health Records Act 1990 permitted access to
manual health records made after the Act came into force (1 November
1991). The Data Protection Act 1998 permits access to all manual health
records whenever made, subject to specified exceptions;
- changes
to the requirements for notification of processing to the Data Protection
Commissioner (formerly the Data Protection
Registrar).
Information is provided below on the following
aspects of the Act: Background
1. The Act
implements EC Directive 95/46/EC on the protection of individuals with
regard to the processing of personal data and on the free movement of such
data which was adopted on 25 October 1995 for implementation by 24 October
1998. One of its purposes is to safeguard "the fundamental rights of
individuals". In March 1996, the Home Office issued a consultation paper
concerning the implementation of the Directive which was drawn to the
attention of NHS bodies. "Data Protection: The Government's Proposals" (CM
3725) was issued in July 1997 prior to the introduction of the Data
Protection Bill which subsequently received Royal Assent on 16 July 1998.
Its main provisions come into force on 1st March 2000.
Scope
of the Act
2. The Act defines personal data as that which
relates to a living individual who:
- can be identified from that
data or - from that data and any other information which is in the
possession of, or likely to come into the possession of, the data
controller.
and includes any expression of opinion about the
individual and any intentions of the data controller or any other person
in respect of the individual.
3. Data is defined as information
which is:
- processed automatically or recorded with the intention
to process automatically or - recorded as, or with the intention that
it be, part of a manual "relevant filing system" which is further defined
in the Act or - contained in a health, educational or social services
record.
4. A health record for the purposes of the Act is one which
relates to the physical or mental health of an individual which has been
made by or on behalf of a health professional in connection with the care
of that individual.
5. Thus with the exception of anonymised
information most if not all NHS information concerning patients, whether
held electronically or on paper, will fall within the scope of the Act.
The inclusion of manual or paper based records within the scope of the Act
is one of the major changes from the 1984 Act.
General
Principles
6. All processing of data to which the Act
applies must comply with 8 principles which are reproduced in Section A.
The first principle is particularly important as it emphasises that
processing must be fair and lawful in the context of the common law and
other UK legislation. Generally it will be complied with if all the
following conditions are met:
- the common law of confidentiality
and any other applicable statutory restrictions on the use of information
are complied with; - the data subject was not misled or deceived into
giving the data; - the data subject is given basic information about
who will process the data and or what purpose; - in the case of health
data, one of the conditions in both Schedules 2 and 3 (reproduced in
sections B and C) to the Act is satisfied.
7. Schedule 2 conditions
apply to the processing of all personal data. More stringent protection is
provided for sensitive data, which includes data about racial or ethnic
origin, physical or mental health or condition, and sexual life.
Processing of such data must meet one of the conditions of not only
Schedule 2 but also Schedule 3. One of those conditions is that the
processing is necessary for "medical purposes", which is not defined
exhaustively but includes preventative medicine, medical diagnosis,
medical research, provision of care and treatment and the management of
healthcare services.
8. "Processing" of the data is widely defined
and covers all manner of use including obtaining, recording, holding,
altering, retrieving, destroying or disclosing data.
9. Data
processing for legitimate NHS purposes is likely to satisfy one or more of
the conditions set out in Schedules 2 and 3 - in particular the conditions
set out at Schedule 2(6) and at Schedule 3(8) appear relevant. In addition
the Data Protection (Processing of Sensitive Personal Data) Order 2000
provides further conditions under which it will be lawful to process
sensitive personal data. Lawful processing under the 1998 Act requires
compliance with the common law duty of confidentiality where patient data
is concerned. Guidance on this can be found in HSG(96)18, The Protection
and Use of Patient Information.
10. Data subjects should be
informed of the identity of the data controller (this will usually be the
NHS body), the purposes for which data are to be processed, and any other
information needed to make the processing fair (see paragraph 2(3) (d) of
Part II of Schedule 1). Where the data was not obtained from the data
subject himself, there is an exemption from the requirement to provide
this information where providing it would involve disproportionate effort
or data is obtained or used pursuant to a non-contractual legal
requirement. However, if the ground of disproportionate effort is to be
relied on then the provisions of the Data Protection (Conditions under
Paragraph 3 of Part II of Schedule 1) Order 2000 must also be met. As
required by HSG(96)18 The Protection and Use of Patient Information NHS
bodies should seek to ensure that patients are informed of the potential
use of their data in general terms.
11. Individuals are entitled to
prevent processing:
i) for direct marketing purposes; it is
Department of Health policy that patient information should not be
disclosed for such purposes; or
ii) which will, or is likely to,
cause the data subject or another person unwarranted and substantial harm
or distress. This right can be over-ridden in certain circumstances
including:
-where the processing is necessary to meet contractual
obligations to which the data subject is a party or to enter a contract at
the latter's request -where it is necessary to protect the data
subject's vital interests, or -it is necessary for compliance with the
data controller's non-contractual legal obligations
12. Any data
subject who suffers damage due to an unauthorised disclosure is entitled
to compensation, although a data controller will have a defence if
reasonable care was taken to comply with the Act.
Subject
Access Rights
13. Rights of access to personal data are
central to the Act. However, similarly to the 1984 Act, if the personal
data concerns physical or mental health or condition the provisions are
modified by the Data Protection (Subject Access Modification) (Health)
Order 2000 (see Part 3).
Research
14. Data
legitimately processed for research or statistical purposes, as long as
such processing neither causes substantial harm or distress to the data
subject nor is used to support measures or decisions in relation to
individuals, are exempt from certain provisions of the Act. Such data can
be kept indefinitely and are exempt from the subject access rights if the
results of the work are not made available in a form from which data
subjects can be identified. Use of such data for research, although
obtained for other purposes will not breach the second principle (use
incompatible with the purposes for which it was obtained) and hence will
not be unlawful on those grounds. However, this does not absolve the data
controller from the obligation, in order to comply with the first
principle, to give the data subject general information about intended
uses (see paragraph 10 above).
Data Protection
Commissioner
15. The office of Data Protection Registrar is
renamed Data Protection Commissioner (DPC). As now, data controllers will
need to notify the DPC about certain particulars (previously referred to
as registration) and additionally will need to include some details of
security measures before processing data. Part 4 provides further details
on notification arrangements.
16. Certain data protection
processes may be likely to cause substantial damage or substantial
distress to, or prejudice the rights and freedoms of, data subjects.
Therefore certain processes specified by Order will be subject to the
process of "prior checking" by the DPC before processing commences. This
will not affect processing already being undertaken at the time the Act
comes into force. No categories have yet been designated for prior
checking.
17. The DPC can serve an enforcement notice on a data
controller who is believed to be contravening the Act; failure to comply
is an offence. Requests may also be made by, or on behalf, of a data
subject affected by the processing of personal data to the DPC for an
assessment as to whether the processing is in compliance with the Act. The
DPC may then issue an "information notice" to a data controller requiring
information to assist the assessment.
18. The DPC has a duty to
promote good practice and may disseminate codes of good practice to this
end. Such codes may either be prepared by the DPC or by a "trade
association" (ie a body that represents data controllers, such as the GMC
or the BMA). If submitted to the DPC for approval, such codes will be
subject to consultation by the DPC as part of the determination of whether
the code promotes good practice. If the code was approved by the DPC it
would have a similar status to a code prepared by the DPC. Thus more than
one code may exist in a particular sector.
Social Work
Records
19. Separate guidance on the Data Protection Act
1998 is being prepared for local authority social services. Draft guidance
was issued to social services on 26 July 1999 under cover of LASSL(99)16.
The relevant provisions of the DPA for local authority social services
will be introduced during the first transitional period. NHS trusts and
social services will need to have appropriate procedures in place where
joint records are held. While both organisations will be required to
notify separately - as both are data controllers in their own right -
either organisation can provide access to the joint record. Therefore the
data subject should only have to apply to the NHS trust or social services
for access to their records. NHS trusts and social services will need to
have procedures in place to inform the data subject that the data are held
jointly, that access can be provided through either organisation, and to
inform each other that access has been given.
Overseas
transfer of information
20. If data is to be transferred
overseas, then the eighth data protection principle must be observed:
Personal data shall not be transferred to a country or territory outside
the European Economic Area, unless that country ensures an adequate level
of protection for the rights and freedoms of data subjects in relation to
the processing of personal data. (The EEA consists of the EU member states
and Iceland, Norway and Liechtenstein).
Sources of further
information
21. The DPC has issued An Introduction on the
new Act. NHS bodies are strongly advised to obtain copies of this, the Act
and the associated secondary legislation, in particular the Data
Protection (Subject Access Modification) (Health) Order 2000 (see Part
3).
22. The Act repeals the Access to Health Records Act 1990 with
the exceptions of provisions concerning the deceased. The Department of
Health's guidance (HSG (91)6) on that Act is similarly now in force only
with effect to the records of the deceased. More detailed guidance on
subject access will be available shortly.
23. The Security &
Data Protection Programme of the NHS Information Authority is providing
resources to assist NHS organisations implementing the Data Protection
Act. (For further information see Part 5). An Action plan to help NHS
organisations to move towards compliance with data protection legislation
was issued, in December 1999, in booklet form, to Information Managers in
Health Authorities and Trusts, for onward transmission to Data Protection
Officers. The Information Policy Unit of the NHS Executive issued copies
to all Caldicott Guardians.
The plan is intended to be a framework
and illustrative of the issues involved; it is not necessarily
comprehensive for all organisations and local review will, therefore, be
essential. The plan was produced in association with the Office of the
Data Protection Registrar, the Department of Health and staff working
within the NHS. It is intended to complement this material.
The
Action Plan can be downloaded from http://nww.standards.nhsia.nhs.uk/sdp
Further
information can be obtained from: Security & Data Protection
Programme Helpdesk NHS Information Authority 15 Frederick
Road Edgbaston Birmingham B15 1JD
Telephone: 0121 625
1992 Help Desk: 0121 625 2711
24. Information Sharing - A
Working Group at the Department of Health is developing national guidance
to assist NHS bodies and local authorities on the principles and practical
issues involved in sharing client/patient records for service delivery and
of using such aggregated data for planning, commissioning, managing and
monitoring. Initial guidance will be circulated as part of the package of
guidance and regulations on the partnership provisions in the Health Act.
(For further information contact Carole Bell of the Health and Social Care
Joint Unit at the Department of Health on 0171 972
4978).
*Available on Department of Health website at http://nww.doh.nhsweb.nhs.uk/nhs/confiden/index.htm
SECTION A
SCHEDULE 1 - THE DATA PROTECTION
PRINCIPLES
1. Personal data shall be processed fairly and
lawfully, and, in particular, shall not be processed unless-
(a) at
least one of the conditions in Schedule 2 is met, and (b) in the case
of sensitive personal data at least one of the conditions in Schedule 3 is
also met.
2. Personal data shall be obtained only for one or more
specified and lawful purposes, and shall not be further processed in any
manner incompatible with that purpose or those purposes.
3.
Personal data shall be adequate, relevant and not excessive in relation to
the purpose or purposes for which they are processed.
4. Personal
data shall be accurate and, where necessary, kept up to date.
5.
Personal data processed for any purpose or purposes shall not be kept for
longer than is necessary for that purpose or those purposes.
6.
Personal data shall be processed in accordance with the rights of data
subjects under this Act.
7. Appropriate technical and
organisational measures shall be taken against unauthorised or unlawful
processing of personal data and against accidental loss or destruction of,
or damage to, personal data.
8. Personal data shall not be
transferred to a country or territory outside he European Economic Area
unless that country or territory ensures an adequate level of protection
for the rights and freedoms of data subjects in relation to the processing
of personal data.
Part II of Schedule 1 of the Act provides a
more detailed interpretation of these provisions which should be consulted
as appropriate.
SECTION B
SCHEDULE 2 - CONDITIONS RELEVANT FOR THE PURPOSES
OF THE FIRST PRINCIPLE: PROCESSING OF ANY PERSONAL DATA
1. The
data subject has given his consent to the processing.
2. The
processing is necessary -
(a) for the performance of a contract to
which the data subject is a party, or (b) for the taking of steps at
the request of the data subject with a view to entering into a
contract.
3. The processing is necessary for compliance with any
legal obligation to which the data controller is subject, other than an
obligation imposed by contract.
4. The processing is necessary to
protect the vital interests of the data subject.
5. The processing
is necessary-
(a) for the administration of justice (b) for the
exercise of any functions conferred on any person by or under any
enactment (c) for the exercise of any functions of the Crown, a
Minister of the Crown or a government department (d) for the exercise
of any other functions of a public nature exercised in the public interest
by any person.
6. (1) The processing is necessary for the purpose
of legitimate interests pursued by the data controller or by the third
party or parties to whom the data are disclosed, except where the
processing is unwarranted in any particular case by reason of prejudice to
the rights and freedoms or legitimate interests of the data
subject.
(2) The Secretary of State may by order specify particular
circumstances in which this condition is, or is not, to be taken to be
satisfied.
SECTION C
SCHEDULE 3 - CONDITIONS RELEVANT FOR THE PURPOSES
OF THE FIRST PRINCIPLE: PROCESSING OF SENSITIVE PERSONAL
DATA
1. The data subject has given his explicit consent to the
processing of the personal data.
2. (1) The processing is necessary
for the purposes of exercising or performing any right or obligation which
is conferred or imposed by law on the data controller in connection with
employment.
(2) The Secretary of State may by order-
(a)
exclude the application of sub-paragraph (1) in such cases as may be
specified, or
(b) provide that, in such cases as may be specified,
the condition in sub-paragraph (1) is not to be regarded as satisfied
unless such further conditions as may be specified in the order are also
satisfied.
3.1 The processing is necessary-
(a) in order to
protect the vital interests of the data subject or another person, in a
case where-
(i) consent cannot be given by or on behalf of the data
subject, or,
(ii) the data controller cannot reasonably be expected
to obtain the consent of the data subject, or
(b) in order to
protect the vital interests of another person, in a case where consent by
or on behalf of the data subject has been unreasonably withheld.
4.
The processing -
(a) is carried out in the course of its legitimate
activities by any body or association which-
(i) is not established
or conducted for profit, and (ii) exists for political, philosophical,
religious or trade-union purposes,
(b) is carried out with
appropriate safeguards for the rights and freedoms of data
subjects,
(c) relates only to individuals who either are members of
the body or association or have regular contact with it in connection with
its purposes, and
(d) does not involve disclosure of the personal
data to a third party without the consent of the data subject.
5.
The information contained in the personal data has been made public as a
result of steps deliberately taken by the data subject.
6. The
processing-
(a) is necessary for the purpose of, or in connection
with, any legal proceedings (including prospective legal
proceedings),
(b) is necessary for the purpose of obtaining legal
advice, or
(c) is otherwise necessary for the purposes of
establishing, exercising or defending legal rights.
7. (1) The
processing is necessary -
(a) for the administration of
justice,
(b) for the exercise of any functions conferred on any
person by or under an enactment, or
(c) for the exercise of any
functions of the Crown, a Minister of the Crown or a government
department.
(2) The Secretary of State may by order -
(a)
exclude the application of sub-paragraph (1) in such cases as may be
specified, or
(b) provide that, in such cases as may be specified,
the condition in sub-paragraph (1) is not to be regarded as satisfied
unless such further conditions as may be specified in the order are also
satisfied.
8. (1) The processing is necessary for medical purposes
and is undertaken by-
(a) a health professional, or
(b) a
person who in the circumstances owes a duty of confidentiality which is
equivalent to that which would arise if that person were a health
professional.
(2) In this paragraph "medical purposes" includes the
purposes of preventative medicine, medical diagnosis, medical research,
the provision of care and treatment and the management of healthcare
services.
9. (1) The processing-
(a) is of sensitive
personal data consisting of information as to racial or ethnic
origin,
(b) is necessary for the purpose of identifying or keeping
under review the existence or absence of equality of opportunity or
treatment between persons of different racial or ethnic origins, with a
view to enabling such equality to be promoted or maintained,
and
(c) is carried out with appropriate safeguards for the rights
and freedoms of data subjects.
(2) The Secretary of State may by
order specify circumstances in which processing falling within
sub-paragraph (1)(a) and (b) is, or is not, to be taken for the purposes
of sub-paragraph (1)(c) to be carried out with the appropriate safeguards
for the rights and freedoms of data subjects.
10. The personal data
are processed in circumstances specified in an order made by the Secretary
of State for the purposes of this paragraph.
PART 2 - TRANSITIONAL PROVISIONS
These are contained in
Schedule 8 to the Act.
1. Manual Records
1.1
During the period from commencement of the Act until 23 October 2001,
manual social services or health records are exempt from its provisions
except for sections 7 and 12A (ie access and correction rights of data
subject). All other manual files which were held immediately before 24
October 1998, will be exempt from all relevant parts of the Act.
1.2
Between 23 October 2001 and 23 October 2007, more limited exemptions apply
(to manual data held immediately before 24 October 1998 and, in any event,
to all manual data in social services or health records which are not held
in a "relevant filing system"). The exemptions cover the first
data protection principle (but not the obligation to give basic
information to the data subject contained in Schedule 1 Part II) the
second to fifth data principles (see Section A) and section 14(1) - (3) of
the Act (rectification rights etc). Further exemptions apply to data that
is processed only for historical research purposes.
2.
Automated Data
Provided automated data was subject to
processing immediately before 24 October 1998, it is exempt during the
first transitional period (commencement of the Act until 23 October 2001)
from most parts of the Act except certain obligations in section 7 (to
inform the data subject of the processing and where lawful communicate the
information constituting the data by way of a copy pursuant to section 8)
section 14 (rectification etc) as well as the general obligation to ensure
that processing is fair. During this period, in broad terms the Act might
be said to maintain the effect of the Data Protection Act 1984. Further
exemptions apply to data that is processed only for historical research
purposes.
3. General
3.1 Manual files (other
than social services or health records) and automated data created after
24 October 1998 will immediately become subject to all of the provisions
of the Act.
3.2 From 24 October 2001, the full regime will apply to
all automated data and from 24 October 2007, the full regime will also
apply to all manual files covered by the Act (whenever collated or
created).
PART 3 - RIGHTS OF ACCESS TO PERSONAL DATA
Access
Rights
1. In general the Act gives data subjects rights to
access personal data about themselves which is held in either computerised
or manual form, whenever the record was compiled.
2. The rights
give an entitlement to:
-be informed whether personal data is
processed (which includes being held or stored) -a description of the
data held, the purposes for which it is processed and to whom the data may
be disclosed -a copy of the information constituting the
data -information as to the source of the data.
2.1 Data
subjects have access rights to all records irrespective of when they were
created (whereas the Access to Health Records 1990 restricted access to
records compiled after 1 November 1991).
3. There are exemptions
to these rights:
i) a request can be refused if the data controller
is not supplied with the fee (see below) and such information as he may
reasonably require to satisfy himself as to the identity of the applicant
and locate the information requested;
ii) where information is
processed solely for historical or scientific (including medical) research
purposes, is not processed to support measures or decisions with respect
to particular individuals nor in such a way as will or may cause
substantial damage or distress to any data subject, and where the results
will not be made available in a form from which individuals can be
identified;
iii) where disclosing the personal data would reveal
information which relates to and identifies another person (for example
that a relative had provided certain information) unless that person has
consented to the disclosure or it is reasonable to comply with the request
without that consent. The factors listed in section 7(6) should be
considered in determining whether it would be reasonable in all the
circumstances. These provisions do not apply where the person to be
identified is a health professional who has either compiled or contributed
to either the record or the care of the patient;
iv) in the case of
personal data consisting of information about the physical or mental
health or condition of the data subject (ie most information held by NHS
bodies) the Data Protection (Subject Access Modification) (Health) Order
2000 provides exemptions from the subject access rights in two
situations:
a) where permitting access to the data would be likely
to cause serious harm to the physical or mental health or condition of the
data subject or any other person (which may include a health
professional);
b) where the request for access is made by another
on behalf of the data subject, such as a parent for a child, access can be
refused if the data subject had either provided the information in the
expectation it would not be disclosed to the applicant or had indicated it
should not be so disclosed, or if the data was obtained as a result of any
examination or investigation to which the data subject consented on the
basis that information would not be so disclosed.
4. Before
deciding whether the exemption in paragraph 3 iv (a) above applies, a data
controller who is not a health professional must consult the health
professional responsible for the clinical care of the data subject; or if
there is more than one, the most suitable available health professional.
If there is none, or the relevant data concern certain social security
matters specified in Article 2(c)(ii) of the Order, a health professional
with the necessary qualifications and experience to advise on the matters
to which the information requested relates must be consulted.
Responding to access requests
5. A request
for access must be made in writing, and no reason need be given. Subject
to any applicable exemption, the applicant must be given a copy of the
information and, where the data is not readily intelligible, an
explanation (eg of abbreviations or medical terminology). Data controllers
may not charge for the explanation, but can charge a fee for the
application and copying charges.
5.1 Regulations on subject access
fees have been agreed up until 24 October 2001 and are publicly available
on the Home Office website at:
http//www.homeoffice.gov.uk/ccpd/dpsafmsi.htm The regulations provide that
a maximum fee of £50 can be charged for access to health records for a
transitional period running until 24 October 2001.
5.2 The data
controller is entitled to satisfy itself that the applicant is either the
data subject, or, if the applicant is applying on behalf of a data subject
that the person has been authorised to do so.
5.3 The obligation to
provide a copy may be waived where the data subject agrees otherwise or it
is not possible to supply a copy of the material sought, or to do so would
involve disproportionate effort (for example because papers have been
destroyed, or are spread around the country).
5.4 However, the
person may not wish to access their entire record and therefore NHS bodies
may wish to confirm what material the applicant requires before processing
the request which will both decrease the cost of copying for the applicant
and unnecessary work by staff.
5.5 The Act does not provide an
express right to directly inspect records, although it is permitted with
the agreement of the data subject and data controller. It remains
Department of Health policy that such requests should be accommodated
subject to the exemptions listed in paragraph 3 above.
5.6 Requests
for access should be responded to promptly, and no later than forty days
after the request and fee (and any additional information as to the
identity of the applicant or the location of the information reasonably
required by the data controller) are received by the data controller. In
exceptional circumstances if compliance is not possible within this period
the applicant should be advised accordingly.
5.7 Where an access
request has previously been complied with, the Act permits data
controllers not to respond to a subsequent identical or similar request
unless a reasonable interval has elapsed since the previous compliance.
There is no definition of "reasonable interval", but regard should be had
to the nature of the data, how often it is altered and the reason for its
processing. The reason for the request(s) may also be
relevant.
Rights of rectification
6. If the
data subject believes that data recorded about them are inaccurate the
person may apply to the court, for an order, or to the DPC for an
enforcement notice, either of which may require that the inaccurate data,
and any expression of opinion based on it, is rectified, blocked, erased
or destroyed.
7. However, where the data is inaccurate but
accurately records information given by the data subject or another person
the Court or the Commissioner may instead order that the record should be
supplemented by a statement of the true facts as approved by the
court/Commissioner.
PART 4 - NOTIFICATION AND SECURITY
1. The Act prohibits
processing of automated data and manual data subject to prior assessment
(but not other manual data) unless there is an entry for the data
controller in the register maintained by the DPC. However, since data
subjects can require the registrable particulars in respect of any manual
data that has not been notified, it is advisable to effect voluntary
notification in respect of all manual data.
2. Entry to the
register is by notification to the DPC. The notification must, as did the
1984 Act, include certain information specified in section 16 of the Act.
The categories of information required are similar, but not identical to,
that required under the 1984 Act.
3. A new requirement is that
notification must include a general description of the measures taken to
comply with the 7th principle, concerning security (see Section A). A
statement that the organisation complies with guidance on security best
practice issued by the Department of Health/NHS Executive may meet this
requirement.
4. Further guidance on notification is available from
the DPC.
5. Schedule 1, Part II, paragraph 12 requires that where
personal data is processed on behalf of a data controller by a data
processor, the processing must be carried out under a written contractual
arrangement which includes obligations to meet the standards of the 7th
principle on data security and prohibits processing except on the
instructions of the data controller.
PART 5 SOURCES OF FURTHER INFORMATION
NHS Information
Authority
1. Principle 7 of the 1998 Data Protection Act
states "appropriate technical and organisational measures shall be taken
against unauthorised or unlawful processing of personal data and against
accidental loss or destruction of, or damage to, personal
data."
The NHS Information Authority is committed to helping the
NHS protect the privacy of individuals whilst maximising the availability
of information for patient care and for improving the health of the
population. The objective of the Information Authority is to ensure that
the NHS is able to effectively manage the risks associated with its use of
information. The Authority is providing resources to assist NHS
organisations in implementing this aspect of the new Act. The relevant
resources being made available focus on three main areas of
activity:
· Developing a Security Culture via training and
awareness events and the provision of training materials, increasingly via
electronic media · Contributing to the development and promulgation of
national policy, standards and best practice for Security and Data
Protection in the NHS · Assisting the NHS to manage security risks
through a Help Desk (Tel: 0121 625 2711), Advisory Services and an
Incident Reporting Scheme.
It is anticipated that resources to
assist NHS organisations in understanding and implementing the 1998 Data
Protection Act will include:
· news bulletins on the NHS web · a
library of Frequently Asked Questions · action points and
checklists · newsletters · a revised edition of the manual "An
Introduction to Data Protection in the NHS"
Further information
can be obtained from: Security & Data Protection Programme NHS
Information Authority 15 Frederick Road Edgbaston Birmingham B15
1JD
Tel: 0121 625 2711 Fax: 0121 625
1999
Published by the NHS Executive
© Crown Copyright 1999
All Crown copyrights are reserved. The text is reproducible in all
media and formats and without restriction provided that the text is
reproduced accurately; is not used in a misleading manner; and is
accompanied by the following acknowledgement:
with the permission of the Controller of
Her Majesty's Stationery Office
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